Master Audit & Compliance
Comprehensive guide to ISO 27001 audits and regulatory compliance. From internal audits to external certifications, ensure your organization meets all requirements.
Types of ISO 27001 Audits
Understanding different audit types and their requirements for maintaining ISO 27001 certification
Internal Audits
Self-assessment and continuous improvement
External Audits
Third-party certification and validation
Surveillance Audits
Ongoing monitoring and maintenance
Management Reviews
Strategic oversight and decision making
Internal Audits Details
Internal audits are systematic, independent examinations of your ISMS to ensure ongoing compliance and effectiveness.
Internal audits are systematic, independent examinations of your ISMS to ensure ongoing compliance and effectiveness.
Timeline
2-4 weeks per audit cycle
Frequency
Quarterly or as needed
Regulatory Compliance Frameworks
Align your ISO 27001 implementation with key regulatory requirements and industry standards
GDPR Compliance
EU Data ProtectionGeneral Data Protection Regulation requirements
HIPAA Compliance
Healthcare DataHealth Insurance Portability and Accountability Act
SOX Compliance
Financial ControlsSarbanes-Oxley Act financial reporting requirements
PCI DSS
Payment ProcessingPayment Card Industry Data Security Standard
NIST Framework
CybersecurityNational Institute of Standards and Technology
ISO 27001
Information SecurityInformation Security Management Systems
GDPR Compliance Compliance
GDPR compliance ensures proper handling of personal data and privacy rights within your ISO 27001 framework.
Key Requirements
Related ISO 27001 Controls
Compliance Scope
All EU personal data processing
Potential Penalties
Up to €20 million or 4% of annual turnover
Essential Audit Tools
Audit Management
- GRC platforms (ServiceNow, MetricStream)
- Audit management software (AuditBoard, Workiva)
- Risk assessment tools (Resolver, LogicGate)
- Compliance tracking systems
Evidence Collection
- Document management systems
- Screenshot and recording tools
- Data extraction utilities
- Automated testing frameworks
Reporting & Analytics
- Business intelligence platforms
- Dashboard creation tools
- Report generation software
- Data visualization tools
Compliance Monitoring
- Continuous monitoring platforms
- Security information systems (SIEM)
- Configuration management tools
- Automated compliance scanners
Audit Process Checklist
Pre-Audit
- Define audit scope and objectives
- Select qualified audit team
- Prepare audit plan and schedule
- Notify relevant stakeholders
- Gather background documentation
Audit Execution
- Conduct opening meeting
- Review documentation and records
- Interview key personnel
- Observe processes and controls
- Collect and analyze evidence
Post-Audit
- Analyze findings and evidence
- Prepare audit report
- Conduct closing meeting
- Develop corrective action plan
- Schedule follow-up activities
Ready for Your Next Audit?
Don't face audits unprepared. Passeca's expert consultants provide comprehensive audit preparation and compliance support to ensure your success.